1 INTRODUCTION
The alpha spectrum measurement technique is often used in nuclear waste disposal that involves supervision and classification of transuranium nuclides such as 239Pu [1], as well as in alpha aerosol radioactive monitoring [2]. In addition, qualitative and quantitative analysis of alpha nuclides by alpha spectrum measurements is a fast and economical method, although isotopic proportions can be accurately detected by a mass spectrometer.
However, almost every kind of alpha nuclides emit multiple energy of alpha rays, and the same or different nuclides commonly possess a similar energy spectrum as alpha particles. On the other hand, there are some factors that cause the alpha spectrum to exhibit a well-known low-energy tail, such as the absorption of the source, air, entrance window, dead layer, voltage bias of the detector, and the doping level of P and N regions [3]. Because of the finite resolution of a detector, spectrum unfolding is necessary to accurately obtain the nuclide type and radioactive level. Thus, it is important to establish a detector response function (sometimes called a peak shape function) when analyzing overlapping alpha spectra. The detector response function depends on the parameters of peaks that can be calculated using fitting code. Moreover, these parameters are affected by the above-mentioned factors. In general, more parameters will bring better results, but will exacerbate the issues of optimization and instability [1]; therefore, the determination of parameters is critical for accurate spectrum analysis.
A number of researchers have carried out studies of these problems, and several detector response functions and fitting codes have been proposed [5-11]. For a low-background monoenergetic alpha spectrum, a detector response function that is the convolution of a Gaussian function and two exponential tailing functions has been considered the best fitting function [6-8]. Considering alpha particles emitted from a nuclide having a branching ratio, Sánchez [9] proposed a limited-branching-ratio model. Other new methods like neural networks have been applied to analyze alpha spectra [10], but the detector response function method has been regarded as the primary way to analyze alpha spectra; moreover, this method is still undergoing development [12].
In this work, the alpha spectrum detector response function was derived in detail, and in order to remove the heteroscedasticity of spectral data owing to the nonconformity of each channel’s count rate, evaluation of the parameters of the function by the weighted least squares (WLS) method was proposed. In addition, the variations of the parameters with vacuum level and source-detector distance were studied.
2 METHOD
2.1 Detector Response Function
Figure 1 shows the process of alpha particle emission from a nuclide to the signal generated in a multi-channel analyzer (MCA). In general, this process can be considered a signaling system. For a thin source, self-absorption can be ignored, so the emissivity of alpha particles with energy E (in keV or MeV) generated by nuclide decay can be represented by an original energy delta function δ(E) [13] [see Eq. (1)]. Alpha particles then lose energy due to the absorption of air, entrance window, and dead layer of the detector; in addition, incomplete charge collection results from the voltage bias and doping level of P and N regions, which is commonly assumed to be an exponential function [5, 13] [see Eq. (2)]. In the detector, electron-hole–pair statistical fluctuation occurs for ionization, leading to the pulse height, which is in direct proportion to the electron-hole pairs, also exhibiting statistical fluctuation. Moreover, the electron noise of the preamplifier increases the fluctuation. These fluctuations can commonly be considered a Gaussian distribution [14] [see Eq. (3)].
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We thus write
where Ek is the mean energy of alpha particles (in keV or MeV), σ is the standard deviation of the Gaussian, and τ is the parameter of the exponential function expressed as the rate of the exponential component.
As a signaling system, alpha particles δ(E) go through two system processes of fe(E) and fg(E). Thus, the final nuclear signal from the MCA is a convolution of these three functions:
The integrals may be solved by introducing the complementary error function erfc, which is not representable with elementary functions:
where
The solution can be written as
f(E) is the so-called detector response function (DRF), which actually is a probability density function whose integral in the full energy region is 1, so for a certain intensity A of alpha particles, the detector response function can be described as
where the DRF is determined by four parameters: mean energy Ek, Gaussian standard deviation σ, exponential parameter τ, and the area A of the peak. Figure 2 shows the DRF lines with A=1 and different Ek, σ, and τ values. Note that the mean energy Ek mainly determines the position of the peak. The tailing of the low energy and width of the peak are determined by τ and σ, respectively. The greater the τ value, the greater the tailing, and the larger the σ value, the wider the peak.
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However, n characteristic alpha rays are emitted from a nuclide with a branching ratio. Therefore, the branching ratio can be used in the DRF as a fixed parameter [9]. On the other hand, a single exponential function could not adequately deal with a complex alpha spectrum [6]. Thus, Eq. (4) was expanded as the following expression with two exponentials:
where Ik is the branching ratio of the kth alpha energy emitted from the nuclide, which can be quoted from the appropriate nuclear data sheet; τ1 and τ2 are the parameters of the exponentials; η is the proportion of the exponential; and all curves of the same nuclide are assumed to have the same parameters of σ, τ1, τ2, and η [9].
2.2 Fitting Method
The substance of spectrum unfolding is obtaining the DRF parameters, and the normal method of obtaining them is nonlinear least-squares curve fitting [8, 9]. In order to remove the heteroscedasticity of the spectral data caused by the nonconformity of each channel’s count rate, the WLS method can be applied to fit the alpha spectrum data.
The normal least-squares method used is the unweighted least-squares method (UWLS). In the radiation spectra, different values of the ith channel have different uncertainties, which makes the least-squares curve closer to the more certain points than to the less certain points. However, the variance of each channel is approximate according to the counts of each channel, and the weight of each channel is the reciprocal of the variance [15]. Thus, the WLS method used in the present work can be derived as follows, which is a matter of making the sum of weighted residual squares the minimum [16]:
where ωj is the weight,
3 EXPERIMENT AND RESULTS
3.1 Experimental Spectrum Deconvolution
The alpha spectrometer is a passivated implanted planar silicon (PIPS) detector with a 600-mm2 surface area (Fig. 3). The PIPS detector has thin dead layer, and therefore has high-energy resolution. The 239Pu is a thin surface source and its self-absorption can be ignored; its decay data are presented in Table 1. We considered two experimental programs to test the alpha spectrum DRF and study the influence of vacuum level and source-detector distance on parameters. First, 10 vacuum levels in the range 2000–20000 mTorr in 2000-mTorr increments (1 Torr=133.32 Pa) were used, with a 22-mm source-detector distance; second, 10 source-detector distances in the range 4–42 mm in 6-mm increments were used, at 3000 mTorr of vacuum. The testing time was 5 min, and each test was conducted five times under each condition. The voltage bias of the detector was set at 50 V with a full depletion layer; the background was less than one count per hour.
Nuclide | Energy (keV) | Intensity (%) |
---|---|---|
239Pu | 5156.6 | 70.77 |
5144.3 | 17.11 | |
5105.5 | 11.94 | |
5076 | 0.078 |
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The above-mentioned WLS method was then applied to fit the experimental alpha spectrum with the DRF. In the present work, reduced chi-square (χ2) [17-19] and the correlation coefficient (R2) were used to evaluate the goodness of fit. The closer to 1 that χ2 and R2 are, the better the results:
and
where ν is the number of degrees of freedom, ν=r–l-m, l the left-hand channel of the region of interest (ROI), r the right-hand channel of the ROI, m the number of variables in the DRF, fi the fitting data, yi the experimental data, and
Vacuum (mTorr) | WLS method | UWLS method | Distance (mm) | WLS method | UWLS method | ||||
---|---|---|---|---|---|---|---|---|---|
χ2 | R2 | χ2 | R2 | χ2 | R2 | χ2 | R2 | ||
2000 | 1.6983 | 0.9989 | 6.4154 | 0.9992 | 6 | 2.4517 | 0.9987 | 3.7589 | 0.9993 |
4000 | 1.9630 | 0.9985 | 4.6311 | 0.9994 | 10 | 2.0988 | 0.9978 | 4.3472 | 0.9984 |
6000 | 1.5995 | 0.9986 | 6.8635 | 0.9992 | 14 | 2.133 | 0.9984 | 10.288 | 0.9991 |
8000 | 1.8623 | 0.9986 | 11.051 | 0.9995 | 18 | 1.6224 | 0.9985 | 6.0966 | 0.9992 |
10000 | 1.7861 | 0.9986 | 9.3672 | 0.9994 | 22 | 1.6338 | 0.9988 | 4.0188 | 0.9995 |
12000 | 2.1767 | 0.9988 | 4.3005 | 0.9993 | 26 | 2.1496 | 0.9984 | 20.377 | 0.9994 |
14000 | 1.8900 | 0.9987 | 8.3519 | 0.9989 | 30 | 0.9823 | 0.9989 | 4.3828 | 0.9992 |
16000 | 1.8007 | 0.9987 | 8.5249 | 0.9995 | 34 | 1.0191 | 0.9989 | 4.6246 | 0.9995 |
18000 | 2.3253 | 0.9983 | 4.3437 | 0.9992 | 38 | 1.0526 | 0.9988 | 2.6098 | 0.9994 |
20000 | 1.4768 | 0.9990 | 6.1665 | 0.9996 | 42 | 0.4807 | 0.9994 | 4.3891 | 0.9972 |
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3.2 Influence of Vacuum and Distance on Parameters
Sanchez et.al [20] studied the variations of σ and τ in terms of alpha-particle curve shape with energy and concluded that "both parameters σ and τ vary as Em with m being a number depending on the source-detector distance." In the present work, the influence of vacuum and source-detector distance on these parameters was studied.
In the prior experiment, the full width at half maximum (FWHM) was calculated and its variations with vacuum and source-detector distance are described in Fig. 5. For vacuum varying between 2000 and 20000 mTorr, the FWHM remains approximately constant. The vacuum results for the parameters studied obtained by fitting are given in Table 3, for a source-detector distance of 22 mm. The analysis of the data shows that σ, τ1, and τ2 exhibit no obvious trend of variation with vacuum. The mean value of σ is 8.422±0.7894, that of τ1 is 7.248±0.8713, and that of τ2 is 41.653±1.9368. These results are in agreement with the FWHM being constant. Thus, one could conclude that vacuums in the range 2000–20000 mTorr have no impact on the alpha peak shape with a fixed source-detector distance. In other words, the absorption of air could be regarded as constant in this vacuum region.
Vacuum (mTorr) | τ1 | σ | τ2 |
---|---|---|---|
2000 | 6.62 ± 2.40 | 7.95±0.49 | 40.88±6.64 |
4000 | 7.52±1.63 | 8.65±1.42 | 41.38±7.26 |
6000 | 7.85±1.65 | 9.03±1.38 | 41.76±7.48 |
8000 | 7.37±1.81 | 8.93±1.48 | 39.92±7.23 |
10000 | 7.78±1.67 | 8.75±1.40 | 41.91±8.14 |
12000 | 6.88±2.74 | 8.30±0.56 | 41.92±8.30 |
14000 | 6.99±2.25 | 7.92±0.47 | 41.03±7.14 |
16000 | 7.01±2.40 | 8.14±0.49 | 42.68±7.94 |
18000 | 7.63±2.13 | 8.24±0.60 | 43.43±9.21 |
20000 | 6.83±2.03 | 8.31±0.45 | 41.63±6.70 |
-201701/1001-8042-28-01-004/alternativeImage/1001-8042-28-01-004-F005.jpg)
The source-detector distance parameter-fitting results at a vacuum level of 3000 mTorr are given in Table 4, and regression curve fitting is applied to σ, τ1, and τ2 versus source-detector distance in Fig. 6. Statistical analysis indicates that to a confidence level of 95% the τ1 and τ2 declined in a similar fashion with the power exponential function and σ declined linearly. Table 5 lists the fitting functions of σ, τ1, and τ2. It is precisely that the parameters σ, τ1, and τ2 vary with source-detector distance that results in the FWHM decreasing with increasing distance, as shown in Fig.5 (b); however, all three parameters do not seem to vary when the source-detector distance is larger than 22 mm.
Source-detector distance (mm) | τ1 | σ | τ2 |
---|---|---|---|
6 | 16.32±0.84 | 8.79±1.42 | 86.05 ± 9.67 |
10 | 9.53±0.99 | 9.33±0.97 | 60.85±7.09 |
14 | 8.36±1.22 | 8.92±1.12 | 52.22±6.74 |
18 | 8.15±1.20 | 8.53±1.14 | 46.45±6.01 |
22 | 7.99±1.41 | 8.29±1.26 | 40.60±6.51 |
26 | 7.58±2.12 | 8.52±1.71 | 35.38±7.38 |
30 | 7.66±1.72 | 7.76±0.47 | 37.66±6.35 |
34 | 7.12±2.52 | 7.42±0.50 | 34.13±6.55 |
38 | 7.23±2.53 | 7.33±0.53 | 34.16±9.88 |
42 | 6.76±2.25 | 7.41±0.46 | 34.15±6.43 |
Fitting function | Correlation coefficient (R2) |
---|---|
τ1=723.9d-2.445+7.217 | 0.9891 |
τ2=355.1d-009681+23.37 | 0.9927 |
σ=-0.055d+9.539 | 0.8656 |
-201701/1001-8042-28-01-004/alternativeImage/1001-8042-28-01-004-F006.jpg)
4 CONCLUSION
The suitability of an alpha spectrum as a signaling system is subject to many influencing factors, so a suitable detector response function is important to unfolding the alpha spectrum. The detector response function, which is a convolution of a pulse function, two exponential functions, and a Gaussian function, can be very suitable for the complicated and low-background alpha spectrum unfolding in 239Pu. The weighted least-squares method can remove the heteroscedasticity resulting from the nonconformity of each channel’s count rate, and it is excellent for alpha spectrum fitting. In addition, the WLS method can be used with gamma and x-ray radiation spectra. The initial values of the parameters, however, are very significant in the fitting process. In the present work, the variations of the DRF parameters with vacuum and source-detector distance were studied, and statistical analysis of the data showed that σ, τ1, and τ2 could be regarded as constant when the vacuum was in the range 2000–20000 mTorr. When the source-detector distance increased, τ1 and τ2 declined with the power exponential function and σ declined linearly. It was precisely because of the variations of these parameters that the resolution (FWHM) of the detector changed under different conditions, and the parameters are determined by the properties of the detector and detection conditions. There are some other factors that are not discussed in this work, such as dead layer, the doping level of P and N regions, etc., because of the limitations of the current experimental conditions. These factors will be considered in simulations in future work.
Alpha-particle emission probabilities in the decay of 239Pu
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