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Design and offline testing of a resonant stripline beam position monitor for the IRFEL project at NSRL

NUCLEAR ELECTRONICS AND INSTRUMENTATION

Design and offline testing of a resonant stripline beam position monitor for the IRFEL project at NSRL

Xiao-Yu Liu
Fang-Fang Wu
Tian-Yu Zhou
Ping Lu
Bao-Gen Sun
Nuclear Science and TechniquesVol.31, No.7Article number 70Published in print 01 Jul 2020Available online 25 Jun 2020
38600

A 476 MHz resonant stripline beam position monitor (BPM) is planned to be installed in an infrared free electron laser (IR-FEL) machine at National Synchrotron Radiation Laboratory (NSRL). This type of BPM was developed based on a standard stripline BPM by moving the coupling feedthrough closer to the short end downstream, which introduces a resonance and therefore, a capability for higher resolution compared with broadband BPMs. The design and offline measurement results of the prototype are shown in this paper. The design goal is the optimization of the central frequencies and corresponding quality factors of the three intrinsic transverse electromagnetic (TEM) modes to roughly 476 MHz and 30, respectively, the fulfilment of which are demonstrated by a transmission parameter test via a network analyzer. Induced voltage signal modeling and an estimation of the position resolution of the designed BPM are shown in detail. Furthermore, a calibration test of the prototype using the stretched wire method is presented, including a description of the test stand and the evaluation of position sensitivities.

Beam diagnosticsSensitivityResonant stripline BPMStretched wire method.

1 Introduction

Beam position monitors (BPMs) [1-3] are essential elements in any particle accelerator for probing transverse beam positions. A reliable and precise BPM system is a precondition for the safe operation of accelerators. Therefore, in the last decades, technologies relating to BPMs have been studied extensively and rapidly developed.

Today, the most frequently utilized BPM devices include button BPMs [4-6], stripline BPMs [7-8], and cavity BPMs [9-11]. The button BPM has the simplest structure and the most compact size; however, the induced signals are low due to the small electrode area. The standard stripline BPM has a comparatively larger induced signal and accordingly better signal to noise level ratio compared with the button BPM; however, the achievable position resolution is restricted by its intrinsic broadband property. The cavity BPM exhibits the best performance with respect to position resolution, but the high working frequency requires complicated post-processing electronics systems [12, 13], which results in a higher cost.

A newer type of beam position monitor, a resonant stripline BPM, was proposed in 2005 for proton beam measurements with a small beam current [14]. This type of BPM was modified, by moving the output coupler closer to the downstream end compared with the standard stripline BPM, which is shorted downstream. This modification leads to a resonant circuit with reduced bandwidth and a higher quality factor compared with the broadband stripline BPM, and therefore, a stronger induced signal and better resolution can be expected. Meanwhile, this modification does not result in any significant changes to the basic mechanical structure of a stripline BPM. Furthermore, this type of BPM does not have more extensive requirements on the corresponding electronics system, and therefore, the same system as in button and stripline types of BPMs can be used.

A compact infrared free electron laser project [15] was built in NSRL. It has a tunable electron bunch repetition rate within 476 MHz and its factional frequencies. Its electron beam energy ranges from 15 MeV to 60 MeV, the micro-bunch charge is 1 nC, the micro-bunch length (rms) ranges from 2 to 5, and the macro-pulse length ranges from 5 μs to 10 μs. The requirements in terms of the transverse beam position resolution for macro-pulses is better than 50 μm for the most common beam patterns with a repetition rate of 476 MHz.

Owing to limitations in installation space, 10 compact button-type BPMs, with button electrode positions deviating by 30 degrees from the horizontal axis, were designed as main diagnostic devices [16]. The Libera Single Pass E (Libera SPE) modules with a central frequency of 476 MHz and a 3 dB bandwidth of 10 MHz were selected for post-processing [17]. For a bunch repetition rate of 476 MHz, the resolution of the button BPM has been evaluated to be around 22 μm in the horizontal direction and 38 μm in the vertical direction, considering the signal attenuation of a 60 m LMR-400 cable [18].

We would like to install another BPM with a larger induced signal, at an acceptable cost and with a good compatibility with the selected electronics module. A resonant stripline BPM is the best choice. The cross-section of a resonant stripline BPM contains one grounded chamber and four stripline electrodes. Owing to the coupling between the stripline electrodes, there exist three basic types of fundamental TEM modes inside a stripline-type BPM:

• Monopole mode (v1,v2,v3,v4) = 12 (1,1,1,1);

• Dipole mode (v1,v2,v3,v4) = 12 (0,1,0,-1) or (v1,v2,v3,v4) = 12 (1,0,-1,0);

• Quadrupole mode (v1,v2,v3,v4) = 12 (1,-1,1,-1).

where v1 to v4 are the voltages of the electrodes, starting from the electrode in the positive x direction and continuing in clockwise order. The electromagnetic field patterns of each mode are shown in Fig. 1

Fig. 1.
(Color online) The vector plots of the electromagnetic field patterns in the transverse x-y plane corresponding to a) monopole mode; b) dipole mode; and c) quadrupole mode. Note that the field patterns of the dipole mode are only shown along the vertical direction y.
pic

According to the coupling properties of each resonance mode, the mode frequencies should satisfy fmono < fdipole < fquad, if no further modifications are made [14, 19]. To manage the induced signal, two basic solutions were proposed: 1) choose a central frequency of the electronics between the monopole and dipole resonant frequencies and avoid the case of their phase difference being equal to 90-deg [14, 20]; 2) optimize all resonant frequencies to the central frequency of the electronics system by widening the electrodes in the open end - the feasibility of this approach was successfully proven in the design for the PSI-XFEL test injector [21, 22]. In our case, considering the systematical bandwidth of 10 MHz and the requirement of low cost, the second approach was chosen. It is worth noting that the tuning pins in Citterio et al.’s design, which were installed at the open end, are not used here due to their complex mechanical structures [21, 22]. The design goals for the resonant frequencies and quality factors are roughly 476 MHz and 30, respectively.

In the following, the details of the design and optimization of a 476 MHz resonant stripline BPM will be presented in Sect. 2; in Sect. 3, induced voltage signal modeling in the time domain will be shown in detail; the evaluation of the position resolution will be discussed in Sect. 4; offline tests, including measurements of resonant frequencies and quality factors and a test of the sensitivity of the fabricated prototype, as well as a simple analysis of the differences between the simulation and measurements will be shown in Sect. 5; a basic summary of this paper will be indicated in the last Sect. 6.

2 Design and simulation

The cross-section of a resonant stripline BPM is shown in Fig. 2. R is the inner radius of the stripline electrode; it should be the same as the beampipe radius of 17.5 mm. T is the thickness of the stripline, D is the radial distance between the stripline and the vacuum chamber, and θ denotes the coverage angle of the stripline.

Fig. 2.
(Color online) The cross-section of a resonant stripline BPM.
pic

Each stripline electrode and the grounded chamber form a transmission line, whose characteristic impedance Z under different TEM modes can be calculated via the Multipin Waveguide Port in CST [23]. The impedance Z has the relation Z∝D/(θ·T) with the varying parameters D, θ, and T.

The basic model of a resonant stripline BPM is shown in Fig. 3a). The feedthrough divides the transmission line with a total length of L into two parts (of length L1 and L2). When looking from the feedthrough port to both parts, an equivalent circuit, as shown in Fig. 3b), can be introduced. In this circuit, the capacitance C1 replaces the L1-part at the open end, the inductance Leff replaces the L2-part at the short end, Cp represents the parasitic capacitance due to the longitudinal gap (denoted as gapz below) between the stripline and the vacuum pipe, and Z0 is the characteristic impedance of the feedthrough (50 Ω).

Fig. 3.
(Color online) Basic model of the resonant stripline BPM and its equivalent circuit from the point of view of the arrow, as marked.
pic

Accordingly, resonant frequency f0 and external quality factor Qe follow Eq. (1):

f0=12πLeff(C1+Cp),Qe=Z0(C1+Cp)Leff. (1)

Based on transmission line theories [24] and the property of Cp, each component in Eq. (1) follows:

CpθTgapzC1L1ZLeffZL2 (2)

As mentioned in the introduction, if no additional modifications of the structures are made, except for a movement of the feedthrough, the resonant frequencies of these three types of TEM modes should follow the relation: fmono < fdipole < fquad. To optimize these three mode frequencies to be roughly equal, the stripline electrodes in the open end should be widened by an angle of θadd. By doing so, these three mode frequencies will decrease as a result of the equivalently higher θ; moreover, there is a further reduction in the modes, whose electrodes have different potentials (dipole and quadrupole modes), that is, the discrepancy between these three frequencies could be eliminated with a suitable θadd. A further optimization to the specific 476 MHz mainly relies on combined adjustments of the following parameters, shown in Table 1, which shows the basic options and the corresponding effects.

Table 1.
Varied parameters and their corresponding effects.
Option Main effect
Fix L, decrease L2 Higher Qe
Increase θadd Lower fmono,
  fdipole - fmono and fquad - fmono
Increase gapz Higher f0
Increase L Lower f0
Show more

Based on these optimization rules, the designed prototype has mechanical dimensions as shown in Table 2,

Table 2.
Main dimensions of the designed prototype.
T D θ L1
2.5 mm 4 mm 45° 136.35 mm
L2 gapz θadd
15.15 mm 10 mm  
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Frequencies and quality factors are determined with the Microwave Studio of the CST package [23], both, the Eigenmode solver in the frequency domain and the Transient solver in the time domain are utilized for a cross-check. In the Eigenmode solver, all output couplers are assigned to a waveguide port to derive the external Q. The boundary conditions in the longitudinal direction are arbitrary, in case enough extra vacuum pipe is added in the simulation model, so that almost no field exists near the boundaries. In the Transient solver, the evaluation is based on the reflection parameter S11 at the feedthrough port for specific combinations of excitation settings (i.e., Monopole mode corresponds to simultaneous excitation of the four ports in phase). At the resonant frequency f0, group delay GD of S11, as a derivative of the phase change will reach the maximum τ0 and the corresponding quality factor Q0 is approximately Q0 = πf0τ0/2. Based on these two methods, the mode frequencies and Q factors of the final model are calculated as shown in Table 3 (the frequency resolution in the Transient is 0.2 MHz). The results indicate that the optimized mode frequencies could be considered to be equal.

Table 3.
Simulated mode frequencies and quality factors of the designed model via different solvers.
2*Mode Eigenmode solver Transient solver
(lr)2-3 (lr)4-5 f0 (MHz) Qe Ql f0 (MHz) Qe Ql
Monopole 476.46 30.82 475.30 31.44
Dipole 476.34 34.45 475.10 35.15
Quadrupole 476.49 36.71 475.50 37.62
Show more

3 Induced signal modeling

In the following, the induced voltage signal of the resonant stripline BPM is modeled based on the theory of cavity BPMs [9]. For a single bunch passing through a resonant BPM, the voltage seen by the charge along the trajectory l is

V=|lEzeikzdz| (3)

where Ez is the electric field of the mode of interest. The exchange of energy between the bunch and the BPM can be characterized by the normalized shunt impedance:

RQ=V2ωW=[RQ]0x2x02 (4)

where ω is the mode resonance frequency, W is the energy stored in the BPM, and the shunt impedance [R/Q]0 corresponds to the beam trajectory with an offset of x0 from the electric center for the dipole mode. For the designed BPM, [R/Q] of the monopole mode is 25.91 Ω and [R/Q]0 of the dipole mode for x0 = 1 mm is 0.11 Ω.

The energy left in an initially empty BPM after a Gaussian distributed bunch, which has a charge of qb and a length of σt, passes through it can be calculated as

W=ωqb24RQe(ω2σt2) (5)

Based on the definition of the external quality factor Qe of the cavity as Qe = ωW/Pout, the power leaving the BPM can be expressed as

Pout=ω2qb24QeRQe(ω2σt2) (6)

Then, the peak voltage out from the BPM along the transmission line with impedance Z is

Vout=ωqb2ZQeRQe(ω2σt22) (7)

As the energy stored in the BPM decays, the output voltage also decays exponentially with constant τ = 2Ql/ω, where Ql is the loaded quality factor. Therefore, the time behavior of the voltage signal is

V(t)=Voutetτsin(ωt) (8)

Consequently, the voltage signals induced by the monopole and dipole modes of the resonant stripline BPM after a single bunch passing through can be represented by Eq. (9), where subscripts m and d correspond to the monopole and the dipole, respectively.

Vm(t)=ωmqb2ZQm,e[RQ]me(ωm2σt22)etτmsin(ωmt)Vd(t)=ωdqb2ZQd,e[RQ]0,dxx0e(ωd2σt22)etτdsin(ωdt) (9)

Based on these two equations, the voltage signals for a 2 single bunch carrying 1 nC charge passing through the BPM with an offset of 1 mm are shown in Fig 4.

Fig. 4.
(Color online) The simulated voltage signals of the monopole and dipole modes of the resonant stripline BPM. A 2 single bunch with 1 nC charge and an offset of x0 = 1 mm is considered as the incident beam. Note that the dipole mode signal was scaled by a factor of 10 to improve visibility.
pic

As the decay time is much longer than the bunch separation of 2.1 ns (476 MHz), subsequent bunches arrive before the signal induced by the first bunch has decayed. For a macro-pulse including Nbunch bunches with a repetition rate of fRF, the signals should be expressed by the sum of the induced voltages of each bunch:

V(macro)m,d(t)=i=1NbunchVm,d(ti1fRF)). (10)

For a macro-pulse of length Lmacro of 5 μs, including bunches with a 1 nC charge, 2 length, and an offset of x0 = 1 mm, the corresponding mode signals are shown in Fig. 5.

Fig. 5.
(Color online) The simulated voltage signals of the monopole and dipole modes of the resonant stripline BPM. A 5 μs macro-pulse, including bunches with 1 nC charge, 2 length, and an offset of x0 = 1 mm is considered as the incident beam. Note that the dipole mode signal was scaled by a factor of 10 to improve visibility.
pic

The corresponding induced signals from the opposite electrodes of the BPM can be further deduced, as shown in Eq. 11, where the quadrupole mode is neglected.

v1(t)=Vm(t)2+Vd(t)2v3(t)=Vm(t)2Vd(t)2 (11)

4 Estimation of position resolution

The position resolution of the BPM mainly depends on the signal-to-noise ratio and the position sensitivity. In the following section, an evaluation of the position sensitivity will be presented.

According to the analytical model described in the previous section, the voltage signal from BPM can be calculated in the time domain for any beam pattern. The corresponding signal in the frequency domain can be further derived via Fourier transform. As the Libera SPE is based on a 476 MHz bandpass filter, the signal level at this component is mainly concerned.

Therefore, the normalized position and a derived position sensitivity via the delta-over-sum method can be expressed as shown in Eq. 12, where v1(f) and v3(f) are the corresponding Fourier transforms of v1(t) and v3(t):

Ux,Δ/Σ=v1(f0)v3(f0)v1(f0)+v3(f0)|f0=476MHz,Sx,Δ/Σ=Ux,Δ/Σx|x=0. (12)

Based on this analytical model, the position sensitivity should follow the relation given in Eq. 13. For different beam patterns (i.e., different bunch length, bunch repetition rate, and pulse length), the derived sensitivities are all approximately 0.098 mm-1.

Sx,yωd(x,y)ωm[R/Q]0,d(x,y)[R/Q]mQm,eQd(x,y),e (13)

The Particle Studio of CST is used for analyzing the sensitivity, including the non-linearity effect stemming from the quadrupole mode. As the simulation of macro-pulses can incur a heavy computational burden, the incident beam here was set to a 2 single bunch of 30 MeV energy and with a 1 nC charge. The electron bunch is swept along the horizontal direction, x within [-5, +5] mm, which indicates a sensitivity of roughly 0.090 mm-1 [19].

To further evaluate the position resolution, the RMS noise of Libera SPE with a varied input signal level was measured. The test followed the standard procedure presented in [17]. For the resonant stripline BPM with constant Kx = Ky = 11.11 mm (Kx,y = 1/Sx,y), the relation between RMS noise and input signal level is shown in Fig. 6. Note that the signal level 0 dBFS corresponds to a power of 24 dBm for a frequency component of 476 MHz.

Fig. 6.
The measured RMS noise of Libera SPE versus input signal level (0 dBFS = 24 dBm @ 476MHz).
pic

The induced signal levels of the designed BPM, including a voltage range in the time domain Vrange and power P0 of 476 MHz, for a centered beam with different bunch repetition rates are listed in Table. 4. Note that the varied bunch lengths and macro pulse lengths have no influence on the signal level.

Table 4.
Simulated signal levels of the resonant stripline BPM for different bunch repetition rates.
fRF(MHz) Vrange(V) P0(dBm)
476 -65.5 69.0 46.4
238 -34.4 36.2 40.3
119 -19.0 20.0 34.3
59.5 -11.4 12.0 28.4
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As the acceptable power of Libera SPE is limited to 24 dBm, a combination of cable attenuation and extra variable attenuation will be used to fulfil this requirement. Further, considering a 5 dB margin for the beam offset, -5 dBFS is the final attainable signal level for any repetition rate listed in Table 4. Therefore, a resolution of roughly 1.6 μm is expected for this BPM, which is an improvement by an order of magnitude compared with the designed button BPM [16].

5 Offline tests of prototype

Based on this design, one prototype, as shown in Fig. 7 was manufactured by Shenyang Huiyu Inc. The material of the vacuum chamber and the stripline electrodes is stainless steel 316LN. The feedthrough chosen is SMA type NL-108-564 [25] owing to its compatibility with this BPM. Contact between the inner conductor of the feedthrough and the stripline electrode is ensured by welding. The termination of the stripline downstream is effected by an extended circular piece, which is welded into the nearby flange.

Fig. 7.
(Color online) Mechanical design of the BPM model and the fabricated prototype: a) cross-section of the mechanical design of the BPM model, from which the widening of the stripline electrodes near the open end is visible; b) the corresponding BPM prototype after fabrication.
pic

The offline tests of this prototype mainly include two parts: 1) determination of resonant frequencies and Q factors based on the S-parameter measurements via Vector Network Analyzer (VNA); 2) evaluation of position sensitivity based on the stretched wire method [26].

The first test stand, where the group delay curves of the corresponding modes can be obtained, is shown in Fig. 8. At the beginning, it is necessary to calibrate the 4 ports of the VNA, including 4 SMA-to-SMA cables of 1-meter-length, which are connected to the 4 feedthrough ports of the BPM on the other end. After that, a.s4p file data can be exported, which includes the full 4-port scattering parameter matrix Sij (i, j = 1, 2, 3, 4) describing every possible combination of a response divided by a stimulus. The matrix is arranged in such a way that each column represents a particular stimulus condition, and each row represents a particular response condition. The standard four-port S-parameters matrix Sstd is given as follows:

Fig. 8.
Test stand of mode resonance frequencies and quality factors of the resonant stripline BPM via the stretched wire method.
pic
Sstd=[S11S12S13S14S21S22S23S24S31S32S33S34S41S42S43S44] (14)

A mixed-mode S-matrix [27], as shown in Eq. 15 can be organized similarly to a single-ended S-matrix, in which each column (row) represents a different stimulus (response) condition. The mode information, as well as the port information must be included in the mixed-mode S-matrix.

Smixed=[Sd1d1Sd1d2Sd1c1Sd1c2Sd2d1Sd2d2Sd2c1Sd2c2Sc1d1Sc1d2Sc1c1Sc1c2Sc2d1Sc2d2Sc2c1Sc2c2] (15)

Sdidj and Scicj, (i, j = 1, 2) are the differential-mode and common-mode S-parameters, respectively. Among these, Sd1d1 and Sd2d2 correspond to the reflection parameters of the monopole and quadrupole modes, and Sc1c1 and Sc2c2 correspond to the reflection parameters of the two dipole modes.

The mixed-mode S-parameters in Eq. 15 can be directly related to the standard four port S-parameters of Eq. 14. If ports 1 and 3, which are shown in Fig. 8, are paired as a single differential port, and ports 2 and 4 are paired as another differential port, the relationship between these two matrices can be described as follows:

Smixed=MSstdM1,M=12[1010010110100101]. (16)

According to calculations based on Eq. 16, the group delay curves derived by the reflection coefficients are shown in different colors in Fig. 9, as noted in the legend. It is worth mentioning that the group delay excludes the signal transmission time of the cables.

Fig. 9.
The group delay curves correspond to four resonant modes. Blue: monopole mode; red: dipole mode in x direction; yellow: dipole mode in y direction; purple: quadrupole.
pic

The measured mode frequencies and quality factors of the prototype are listed below, in Table 5.

Table 5.
Measured mode frequencies and quality factors of the BPM prototype.
Mode f0 (MHz) Ql
Monopole 476.00 30.21
Dipole x 476.25 29.71
Dipole y 475.63 30.87
Quadrupole 476.25 29.06
Show more

The frequency resolution of the measurement is 0.25 MHz, in which case, the designed and measured mode frequencies are in good agreement, as all errors are within 1 MHz. This deviation might be due to machining errors in all designed dimensions, especially, in the distance between the electrodes and the inner beam pipe near the open end, as there is no mechanical support of those parts and the stripline length is relatively long. Concerning the difference in quality factors, they might be caused by imperfections in the weld parts and inconsistencies between the material properties used in the simulation and in the fabrication.

The stretched wire method is a typical way to characterize the sensitivity of BPM. A typical test stand is shown in Fig. 10, where the BPM prototype is supported by a 2-directional motor stage with a repeated positioning precision of a few microns. The 0.5 mm copper wire is fixed onto the two sides of the BPM and is stretched as tight as possible. The 476 MHz CW pulse fed into the wire will excite fields inside the BPM and induce corresponding voltage signals at the 4 feedthrough ports. We controlled the motor stage to make the location of wire is varied from [-5, -5] mm to [+5, +5] mm with respect to the electric center of BPM. The step sizes of the movement in both directions are 0.5 mm. The signals coupled out from the 4 ports are connected to the Libera SPE for further analysis. Based on measurements, the derived sensitivity in the horizontal direction Sx is approximately 0.094 mm-1 and the sensitivity in the vertical direction Sy is approximately 0.088 mm-1, as shown in Fig. 11

Fig. 10.
(Color online) The test stand for position sensitivity of the resonant stripline BPM via the stretched wire method.
pic
Fig. 11.
The measured position sensitivities of the resonant stripline BPM prototype via the stretched wire method.
pic

The measured position sensitivities could generally be regarded as close to the theoretical value, although there is a difference between the vertical sensitivity Sy and the horizontal one Sx. According to Eq. 13 and the results shown in Table 5, the discrepancy between Sx and Sy is directly caused by the difference between the resonant frequencies and quality factors of these two dipole modes, as a result of fabrication errors.

6 Conclusion and Outlook

In this paper a design and offline tests of a 476 MHz resonant stripline BPM were introduced. Its main advantages are an increased voltage level out of the feedthrough due to a comparatively higher Q and its compatibility with the existing electronics of button-type BPMs. Both of these factors make this BPM a good choice for a more precise beam position measurement, as a position resolution of 1.6 μm can be expected for all beam patterns of our machine.

The mode frequencies and position sensitivities of the prototype were tested. All results show an acceptable deviation relative to the theoretical values, which indicates this BPM should work well with an electron beam.

This BPM could be also an option for non-interceptive emittance measurements, considering the existence of a triplet followed by a BPM in our facility, which was regarded as a stable implementation of a Miller’s emittance measurement method via a 4-electrode-BPM [28, 29]. The corresponding work will be presented in the future, after machine commissioning is finished.

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