Introduction
The High Energy Photon Source (HEPS) [1] is a 6 GeV diffraction-limited storage ring (DLSR) light source under construction in Huairou Science City, Beijing, China. Comprising 48 hybrid 7BA cells within a circumference of 1360.4 m, the HEPS storage ring features a natural emittance of 34.8 pm and aims for an average beam current of 200 mA. To satisfy versatile user experiments, two filling patterns are considered for HEPS: the high-brightness mode employs 680 bunches (out of 756 buckets) with a single bunch charge of 1.33 nC and provides hard X-ray synchrotron radiations at a brightness of 5×1022 photons s-1 mm-2 mrad-2 (0.1% bandwidth)-1 while the high-bunch-charge mode employs 63 uniformly distributed bunches with a single bunch charge of 14.4 nC to meet the needs of timing experiment users for high flux radiations with a specified time structure.
Such an ultralow emittance lattice design leads to significant challenges in the optimization of nonlinear beam dynamics. The dynamic aperture after optimization is of the order of 1 mm for both planes, which is insufficient for conventional local bump injection schemes but acceptable for the swap-out injection [2] and is thus adopted as the baseline injection scheme for HEPS. However, a significant design challenge for the swap-out injection scheme is a full-charge injector, in particular, the preparation of high-charge bunches (>14.4 nC) in the injector. To this end, it was proposed that the HEPS booster be used as a high-energy accumulator ring [3], recapturing the used bunch from the storage ring and merging it with a low-charge bunch accelerated in the booster before transporting the full-charge bunch back to the storage ring. Accordingly, a transport line from the storage ring to the booster was designed [4], and an off-axis injection [5] was also included in the booster to enable beam accumulation. This scheme bypasses the challenges in capturing and accelerating high-charge bunches at the booster injection energy, where the instability effects are more severe as the radiation damping is negligible [6], and is considered to be cost-effective compared to building a dedicated high-energy accumulator ring.
The ultralow emittance storage ring design is also accompanied by challenges in protecting sensitive vacuum components from concentrated beam losses [7]. The stored beam in the storage ring has a very small cross-section (transverse emittances are approximately 30 pm and 3 pm, respectively) and thus a very high energy density; in contrast, the transverse emittances of the injected bunches are approximately 20 nm and 4 nm, respectively, and the beam energy density is approximately 1000 times smaller. As mentioned above, the extracted beam is by design transported back to the booster for recycling. However, certain sudden failure events of the storage ring extraction kickers could not only lead to extraction failure but also deviate the extracted beam towards the septum blade of the extraction Lambertson magnet (ELSM). Estimations, together with Monte Carlo simulations, predict localized melting as a result of the penetration of the highly dense extracted beam through the septum material, and hazardous damage could occur if no dedicated measures are taken.
An elegant mitigation measure was proposed for APS-U [8], in which the depleted bunches are dumped in a swap-out dump rather than recycled. A pre-kicker was employed [9] to actively dilute the beam before it was extracted and dumped, thereby substantially decreasing the beam energy density and protecting the beam dump from being damaged. In contrast to APS-U, in HEPS, highly efficient extraction from the storage ring must be achieved under normal conditions to enable beam recycling. This introduces implications for the specifications and design aspects of the pre-kicker system. Through detailed simulations, we found that the aforementioned pre-kicker method is also applicable for HEPS. The results of this study are presented in this paper.
This paper is organized as follows: The impact of sudden kicker failures during extraction is analyzed in Sect. 2; then, the working principle of the pre-kicker scheme for HEPS is outlined in Sect. 3. Simulations of the pre-kicker effects and implications in the key parameter selections of the pre-kicker system are presented in Sect. 4, followed by the conclusion in Sect. 5.
Impact of sudden kicker failures during extraction
The layout of the extraction elements in the extraction region of the HEPS storage ring is shown in Fig. 1. The extraction kicker system adopts a 5-cell cascaded stripline-kicker module [10] design, with a unit electrode length of 300 mm for each stripline kicker, driven by 10 unipolar high-voltage pulsers to provide a total vertical deflection angle of 1.611 mrad. A single bunch is extracted each time, and the kicker pulse width must be shorter than 10 ns to minimize the perturbation to adjacent stored bunches. To this end, high-voltage fast pulsers based on the drift step recovery diode (DSRD) switches pumped by MOSFET inductive adders [11] were developed in-house. In addition, the ELSM is tilted in roll, yaw, and pitch [12] and provides separate paths for the extracted beam and the stored beam. The entrance side of ELSM is shown in Fig. 2, which details the 5.2 mm vertical separation between the two beams of ELSM: the thickness of the septum blade is 2 mm, and the septum blade is 2.5 mm above the center of the stored beam and 0.7 mm below the center of the extracted beam throughout ELSM. In addition, there is a tapered section in the vacuum chamber between the extraction kicker and the entrance side of ELSM that poses a physical aperture limit of 1.5 mm from above and
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However, when the bunch to be extracted arrives at the extraction kicker, sudden failures might rarely occur in the pulsers of the stripline kicker or the timing system. These failures could lead to a beam deflection angle well below the design value so that this bunch might hit the septum blade at nearly a right angle and cause catastrophic damage. Different scenarios of hardware failure can lead to such unfortunate situations—for instance, when 2–5 kicker pulsers simultaneously have no output voltages, or when certain failures of the timing system result in a shift of the extraction kicker delay on the order of several nanoseconds. However, it is very difficult, if not impossible, to comprehensively understand the hardware failure patterns and predict how often they are likely to occur. Nevertheless, in the design phase, it is essential to study active or passive measures to avoid hazardous consequences in case of hardware failures and ensure stable and robust machine operation.
When an electron bunch penetrates a vacuum component, the energy deposition corresponds to radiation dose D [9]
Now, consider the HEPS parameters, assuming that one extraction stripline kicker (or equivalently two kicker pulsers) exerts no deflection on the extracted beam owing to certain types of failure; then, the extracted beam would hit the entrance side of the septum blade of the ELSM. At the entrance of the ELSM, the horizontal and vertical
Filling pattern | Horizontal/vertical rms emittance (pm) | rms energy spread | Horizontal/vertical rms beam size (μm) |
---|---|---|---|
High-brightness mode | 28.4/2.84 | 1.03×10-3 | 15.4/5.8 |
High-bunch-charge mode | 34.9/3.49 | 1.62×10-3 | 17.1/8.0 |
Material of the septum blade | Iron | Cobalt | Vanadium | FeCoV | |
---|---|---|---|---|---|
Spc (MeV∙cm2/g) | 2.006 | 1.967 | 1.966 | ||
c (J/K/kg) | 449 | 421 | 489 | 420 | |
Tmelt(K) | 1538 | 1495 | 1890 | 1427 | |
D max (MJ/kg) | High-brightness mode | 0.47 | 0.46 | 0.46 | |
High-bunch-charge mode | 3.36 | 3.29 | 3.29 | ||
ΔTmax (K) | High-brightness mode | 1055 | 1103 | 950 | |
High-bunch-charge mode | 7469 | 7811 | 6731 |
Note that the septum blade of the ELSM is made of FeCoV alloy (49% iron, 49% cobalt, and 1% vanadium), and its collisional stopper power is not available from the ESTAR database [13]. In the supporting material, the maximum radiation dose of FeCoV alloy was simulated with the Monte Carlo code FLUKA [14], and its temperature rise was estimated using Eq. (3); the results were comparable to those of iron. The FLUKA simulation results were also compared with the analytical estimation using Eqs. (2) and (3) for iron. For a highly dense beam comparable to the high-bunch-charge mode in Table 2, the estimated maximum radiation dose was larger than the result of the FLUKA simulation. Nevertheless, the estimated maximum temperature rise based on both the estimated and simulated maximum radiation doses was much higher than the melting point of iron, and such a condition is regarded as very dangerous. On the other hand, for a beam energy density substantially smaller than the high-bunch-charge mode in Table 2, the estimated results were smaller compared to the simulation results. As shown in Fig. S3, in the entire range of interest of this study, the analytical estimations and the FLUKA simulations agreed within a factor of 2. Based on the knowledge obtained from these preliminary FLUKA simulations, the severity of the radiation damage was evaluated using Eqs. (2) and (3) for iron. This enabled fast scans of pre-kicker parameters in the following analysis, and the estimation of temperature rise was considered reasonably good if it was considerably lower than the melting point of FeCoV.
As a precaution to the severe damage of the septum blade induced by the extracted beam in the case of sudden hardware failure, a dedicated pre-kicker system was employed in the extraction straight section in the HEPS. Its working principle and key parameter selections are presented in the following sections.
Working principle of a pre-kicker system
The working principle of a pre-kicker system is as follows. Before the extraction of a specified bunch, the pre-kicker is triggered to excite the bunch once, then decoherence occurs, leading to a blow-up of the bunch size as well as a substantial reduction in the maximum energy density. At a certain time Δt after the pre-kick, the bunch is deflected by the extraction kickers. Under normal conditions, the bunch should be safely extracted and transported back to the booster. Therefore, the pre-kick strength must not be too strong to ensure high transmission efficiency. On the other hand, if sudden failures of extraction kickers occur during the extraction and dump the bunch at the septum blade of ELSM, the induced material temperature rise must be well within the safe region and severe hardware damage avoided. Accordingly, the beam energy density must be sufficiently reduced; this then poses a lower limit on the pre-kick strength. These two aspects introduce trade-offs in the selection of pre-kicker parameters. In principle, a bunch-by-bunch feedback system or a system similar to that used for parasitic bunch cleaning [15] can also excite and dilute a bunch. However, these techniques have a much smaller deflection amplitude compared to a pre-kicker system and generally require the application of multiple kicks in a resonant manner to dilute the bunch. This aspect could introduce complexities in the design and operation of such systems. In contrast, the pre-kicker scheme is simpler and is considered to be robust in operation.
Since the pre-kicker works as a precautionary measure in case of rare kicker failure, it must be applied before each extraction. In other words, the machine protection system must prevent the extraction kickers from firing if the pre-kicker fails to excite the specified bunch. To this end, two bunch-by-bunch BPMs in the extraction region can be used to measure the beam centroid motion of the bunch after the pre-kick. When the pre-kicker is triggered, the expected beam centroid motion is not measured, and the machine protection system can be notified to prevent extraction. In addition, recent developments in bunch-by-bunch beam size measurement systems [16] could provide more direct verification of the influence of the pre-kicker system on the bunch size. This aspect of the beam instrumentation and machine protection systems requires a more refined study.
Parameter choices of the pre-kicker system
To determine the parameters of the pre-kicker system, the beam motion after the pre-kick was simulated using the elegant code [17,18]. The simulations were based on the latest V3.1 lattice [19] of the HEPS storage ring. Fifty imperfect lattice seeds were available for realistic simulations. In each lattice seed, practical field errors and misalignment errors were introduced, comprehensive closed orbit and optics correction were implemented, and the transverse coupling was adjusted to 10%. Insertion devices (IDs) were not included in these lattice seeds. Including IDs leads to a reduction in the equilibrium beam emittances, and the maximum beam energy density increases by a factor of 1.17 for the high-bunch-charge mode. However, the beam energy density reduction induced by the pre-kicker is designed to be significant (by a factor of 1/100 to 1/20), and the simulated maximum deposition density after the pre-kick was only slightly affected when the IDs were excluded. In addition, longitudinal and vertical impedances are modeled with a ZLONGIT element and a ZTRANSVERSE element, using the established impedance model [20]. However, the horizontal impedance model is not yet available and is not included in the following simulations. The transverse impedances are expected to increase the beam size in the corresponding plane after the pre-kick, particularly for the high-bunch-charge mode. As mentioned in the introduction section, the horizontal physical aperture for the extracted beam is less stringent than the vertical physical aperture. In addition, booster injection simulations (to be reported elsewhere) showed that the horizontal dynamic acceptance (approximately 5 mm) was much larger than the vertical dynamic acceptance (approximately 1.5 mm), owing to the choice of vertical injection into the booster. Considering these factors, including the horizontal impedance in the simulations, is not expected to have a significant impact on the results; they will be investigated once the horizontal impedance model is completed.
The pre-kicker is modeled as a zero-length MALIGN element in the middle of the extraction straight section, which is set to apply a horizontal (or vertical) deflection on the beam particles. A bunch represented by 20000 particles is initialized according to the equilibrium beam distribution, deflected by the pre-kicker during the first turn, and then tracked for 1000 more turns. Since the high-bunch-charge mode requires a more substantial decrease in the beam energy density relative to the high-brightness mode, in the following simulations described, a bunch charge of 14.4 nC was used unless specified. The turn-by-turn evolution of the particle distribution after the pre-kick was recorded by a WATCH element placed at the beginning of the extraction straight section. Fig. 3 shows a comparison, for one lattice seed, of the beam distributions in the x-y plane between the initial stored bunch and the bunch at the 500th turn after a horizontal pre-kick of 50 μrad. This qualitatively illustrates the dilution of the beam distribution by the pre-kicker.
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To quantitatively evaluate the effectiveness of the pre-kick, extraction simulations were then conducted. For a specified turn after the pre-kick, the particle distribution recorded by the WATCH element was used to initialize the extracted bunch, which was then tracked throughout the extraction region. Two different aspects were considered.
The first aspect corresponds to the rare events in which the extracted bunch hits the septum blade at a nearly right angle. In the scenario where one kicker (or equivalently two kicker pulsers) has no output is simulated, the extracted bunch is transported to the entrance of the ESLM, where the bunch distribution is recorded. The region in the x-y plane covered by the bunch particles is discretized using 41 × 41 meshes, and the deposition beam density
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The second aspect corresponds to the normal working condition, where the extracted bunch must be efficiently transported back to the booster. The vertical physical aperture of the ELSM poses a major limitation on the pre-kicker strength. Ideally, the extracted beam center is only 0.7 mm above the septum blade throughout ELSM. The septum blade could get closer to the extracted beam owing to inaccuracies in the manufacture, assembly, and alignment procedures of ELSM. The vertical offset of the septum blade is specified to be less than 0.2 mm. In addition, the jitter in the deflection angle of the extraction kickers could deflect the extracted beam particles towards the septum blade. The relative amplitude error of the extraction kicker is specified to be no more than
First, it is important to determine when to extract the bunch after the pre-kick. Figure 6 shows the evolution of the maximum estimated temperature rise
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The deflection direction of the pre-kicker must then be selected. Figure 7 shows a comparison between a horizontal pre-kicker and a vertical pre-kicker in terms of the effects for different pre-kick strengths. The dependence of
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Next, the range of the horizontal pre-kicker strength must be determined. Because the effects of the pre-kicker depend on the lattice imperfections, all 50 imperfect lattice seeds were used in the following simulations, where the strength of the pre-kicker was scanned. Figures 8 and 9 show the simulation results for a bunch charge of 14.4 nC and 1.33 nC, respectively. There is a spread in
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Now, let us consider some engineering aspects of the pre-kicker system. To ease the burden of development, the designs of the pre-kicker and associated high-voltage pulsers were derived from those of the injection and extraction kickers. A stripline kicker with an electrode length of 300 mm was adopted, and the pulser was designed to output a pseudo-Gaussian shape pulse with a bottom width of less than 10 ns, which together introduce a minor perturbation to adjacent stored bunches. For stripline kickers, the total deflection angle is proportional to the total electrode length and pulser voltage and inversely proportional to the gap between the electrodes. Compared to the total deflection angle of 1.61 mrad of the 5-cell cascaded extraction kickers [10], the required pre-kicker strength is much weaker, and one stand-alone stripline-kicker is sufficient. Next, we discuss the trade-off between the pulser voltage and kicker gap. The pre-kicker is designed to deflect the beam horizontally; its electrodes are in the horizontal plane and could suffer from the heating of synchrotron radiation emitted from the upstream bending magnets. To this end, the pre-kicker was placed downstream of the extraction kickers, and its kicker gap was chosen to be sufficiently wider (16 mm) so that the synchrotron radiation was completely shielded by the horizontal apertures of the extraction kickers (
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In previous simulations, the pre-kicker was modeled as a zero-length angular kick to the beam particles. However, in practice, it supplies different deflections to beam particles with different arrival times and transverse coordinates. The spread of the deflection angle experienced by the beam particles helps reduce the energy density of the beam. In addition, the amplitude ripple and timing jitter of the pre-kicker contribute to the jitter of the deflection angle. These practical issues lead to a shift or jitter in terms of
Parameters | Value | |
---|---|---|
Deflection angle | Horizontal | |
Integral deflection angle (μrad) | 20 |
|
Number of stripline kicker | 1 | |
Electrode length (mm) | 300 | |
Electrode gap (mm) | 16 | |
Peak voltage (kV) | ||
Good field region (relative to kicker axis) | ||
Horizontal (mm) | [-0.5,0.5] | |
Vertical (mm) | [-0.4,0.4] | |
Field nonuniformity | Better than |
|
Pulse shape | Pseudo-Gaussian | |
Pulse width (3 %) (ns) | <10 | |
Pulse FWHM (ns) | >4.5 | |
Maximum repetition rate (Hz) | 50 | |
Amplitude repeatability (rms) | < 0.2 % | |
Timing jitter (ps) | < 100 |
Summary
In this study, we first showed that the extracted bunch from the HEPS storage ring is so energy-dense that when, in the case of certain extraction kicker failures, it penetrates the septum blade of the extracted Lambertson magnet at a right angle, it could cause hazardous radiation damage. Then, we discussed a pre-kicker system to dilute the bunches before extraction as an active measure to mitigate this problem. Based on comprehensive simulation studies, taking engineering issues such as shielding of synchrotron radiation into account, we obtained the specifications of a pre-kicker system that can ensure highly efficient extraction under normal working conditions and does not lead to severe hardware damage in the case of kicker failures. The detailed hardware design and manufacture are underway and will be reported elsewhere. The pre-kicker system and related beam diagnostics that detect its validity will be integrated into the logic of the timing and machine protection systems of the HEPS.
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