Introduction
Research on the isospin- and density-dependent properties of the equation of state (EoS) in isospin asymmetric nuclear matter is a longstanding issue in both nuclear physics and astrophysics[1-4]. With respect to the exchange symmetry between protons and neutrons, the EoS for asymmetric nuclear matter can be expressed as an even series of isospin asymmetry
In the present work, we perform a systematic analysis of six basic quantities in the EoS based on the Hugenholtz-Van Hove (HVH) theorem[38], namely, Esym,2(ρ), Esym,4(ρ), L2(ρ), L4(ρ), K2(ρ), and K4(ρ). Among them, the properties of Esym,2(ρ), Esym,4(ρ), and their slopes L2(ρ) and L4(ρ) were re-analyzed[39-43]. The analytical expressions of the incompressibility coefficients K2(ρ) and K4(ρ) in terms of single-nucleon potentials are given for the first time. In the literature, there are various effective interaction models: transport models such as the Bombaci-Gale-Bertsch-Das Gupta (BGBD) interaction[44-47], the isospin-and momentum-dependent MDI interaction[47-50], the Lanzhou quantum molecular dynamics (LQMD) model[51-53], and the self-consistent mean-field approach including the zero-range momentum-dependent Skyrme interaction[54-56], the finite-range Gogny interaction[57-59], and the relativistic mean-field model[60, 61]. The values of these quantities at the saturation density ρ0 are calculated using two types of BGBD interactions: the MDI interactions with x=-1, 0 and 1, 16 sets of the Skyrme interactions[62-72], and 4 sets of Gogny interactions[73-75]. By taking the NRAPR Skyrme interaction as an example, we show the isospin- and density-dependent properties of the EoS for asymmetric nuclear matter explicitly. Meanwhile, for symmetric nuclear matter, E0(ρ), K0(ρ), and J0(ρ) are also analyzed in detail. It should be emphasized that the skewness J0(ρ0) was recently found to be closely related to not only the maximum mass of neutron stars but also the radius of canonical neutron stars, and the calculations of J0(ρ) in the present work might be helpful in further determining the properties of neutron stars. In particular, the contributions from the high-order terms of the single-nucleon potential Usym,3(ρ,k) and Usym,4(ρ,k) to these basic quantities are evaluated in detail.
The paper is organized as follows. In Sect. 2, based on the HVH theorem, we express the basic quantities of the EoS in terms of the nucleon kinetic energy and the symmetric and asymmetric parts of the single-nucleon potential. The isospin-dependent saturation properties of the asymmetric nuclear matter are also discussed. In Sect. 3, the calculated results by using four different effective interaction models are given. Finally, a summary is presented in Sect. 4.
Decomposition of basic quantities of EoS in terms of global optical potential components
Basic quantities in the Equation of State of asymmetric nuclear matter
For isospin asymmetric nuclear matter, the EoS can be expanded as a series of isospin asymmetry δ=(ρn-ρp)/ρ. If the high-order terms are neglected, the EoS can be expressed as E(ρ,δ) = E0(ρ)+Esym,2(ρ)δ2+Esym,4(ρ)δ4 (see Fig. 1). Each term can be further expanded around the saturation density of symmetric nuclear matter ρ0 as a series of dimensionless variables
-202111/1001-8042-32-11-001/alternativeImage/1001-8042-32-11-001-F001.jpg)
The Hugenholtz-Van Hove (HVH) theorem and decomposition of basic quantities of asymmetric nuclear matter
Relating the Fermi energy EF and the energy per nucleon E, the general Hugenholtz-Van Hove (HVH) theorem can be written as[38]
where ξ=ρE and
where
where τ=1 is for the neutron and τ=-1 for the proton, and U0(ρ,k) and Usym,i(ρ,k) are the symmetric and asymmetric parts, respectively. In particular, U0(ρ,k) and Usym,1(ρ,k) are called isoscalar and isovector (symmetry) potentials in the popular Lane potential[76].
By subtracting Eq. (2b) from Eq. (2a), we obtain:
Expressing both sides of Eq. (4) in terms of δ and comparing the coefficients of δ and δ3, we can obtain the general expressions of the quadratic and quartic symmetry energies as
By adding Eqs. (2a) to (2b), expanding both sides of this summation in terms of δ, and comparing the coefficients of δ0, we can obtain an important relationship between E0(ρ) and its density slope L0(ρ)
where L0(ρ) is defined as
Obviously, E0(ρ0)=t(kF)+U0(ρ0,kF) and E0(ρ) can be calculated from the energy density of the symmetric nuclear matter ξ(ρ,δ=0). Simultaneously, the general expressions of the density slopes L2(ρ) and L4(ρ) can also be given by comparing the coefficients of δ2 and δ4, namely,
-202111/1001-8042-32-11-001/alternativeImage/1001-8042-32-11-001-M001.jpg)
Taking the derivative of the summation of Eqs. (2a) and (2b) with respect to ρ and comparing the coefficients, the incompressibility coefficients of E0(ρ), Esym,2(ρ), and Esym,4(ρ) are given as
-202111/1001-8042-32-11-001/alternativeImage/1001-8042-32-11-001-M002.jpg)
Similarly, by taking the second derivative of Eq. (6) gives the skewness of E0(ρ) as follows:
The exact saturation density ρsat as a function of isospin asymmetry
For isospin asymmetric nuclear matter, the saturation density is different from that of the symmetric nuclear matter ρ0. The former is defined as the exact saturation density and can be also written as a function of the isospin asymmetry δ[77]
For symmetric nuclear matter with δ=0, ρsat(δ) is reduced to ρ0. According to the property of the saturation point
At the exact saturation density ρsat(δ), the energy per nucleon of asymmetric nuclear matter is given by
The corresponding incompressibility coefficient of the EoS is
It is clearly shown that the quartic symmetry energy at the exact saturation density is
In previous studies[18, 29], Ksat,2 was approximated as
Results and discussions
We performed a systematic analysis of the basic quantities in the EoS of both symmetric and asymmetric nuclear matter at the saturation density ρ0 by using 25 interaction parameter sets, which include two BGBD interactions with different neutron-proton effective masses[44-47], the MDI interaction with x=-1, 0, and 1[47-50], 16 Skyrme interactions[62-72], and four Gogny interactions[73-75]. It is known that most of these interactions are fitted to the properties of finite nuclei, and the extrapolations to abnormal densities can be rather diverse. However, the comparison of a large number of results from different interactions could possibly provide useful information on the tendency of the density dependence of these basic quantities. Detailed numerical results from the total 25 interaction parameter sets are summarized in Table 1. The average values of the basic quantities in EoS are also given. For comparison, we also list the constraints summarized in other studies (see the last row of Table 1). As shown in Table 1, the calculated values of E0(ρ0), K0(ρ0), Esym,2(ρ0), and L2(ρ0) are consistent with the constraints extracted from both theoretical calculations and experimental data[18, 21, 25, 26]. Interestingly, the averaged Esym,4(ρ0) value is almost the same as that in Ref.[77]. To further estimate the error bars of these basic quantities, all the calculated values in Table 1 are plotted in Figs. 2 and 3. It is seen from Fig. 2 that the data points of E0(ρ0) and K0(ρ0) are well constrained in a narrow range and the corresponding error bars are small. The error bar of skewness J0(ρ0)=-411.3±37.0 MeV is relatively large, especially for Gogny interactions. It is also noted that the skewness, together with K2(ρ0), has recently received much attention in the calculation of the maximum mass of neutron stars and the radius of canonical neutron stars[15, 22, 23]. The error bars of the high-order terms L4(ρ0), K2(ρ0), and K4(ρ0) are also given, that is, L4(ρ0)=1.42±2.14 MeV, K2(ρ0)=-123.6±83.8 MeV, and K4(ρ0)=-1.25±5.89 MeV. In addition, for the MDI interaction, the L2(ρ0) and K2(ρ0) values with different spin(isospin)-dependent parameter x are scattered over a wide range. This is because the different choices of parameter x are to simulate very different density dependences of the symmetry energies at high densities[47-49].
Force | ρ0 | E0(ρ0) | K0(ρ0) | J0(ρ0) | Esym,2(ρ0) | L2(ρ0) | K2(ρ0) | Esym,4(ρ0) | L4(ρ0) | K4(ρ0) |
---|---|---|---|---|---|---|---|---|---|---|
BGBD | ||||||||||
Case-1 | 0.160 | -15.8 | 215.9 | -447.5 | 32.9 | 87.9 | -32.7 | 1.72 | 6.82 | 7.14 |
Case-2 | 0.160 | -15.8 | 215.9 | -447.5 | 33.0 | 121.8 | 101.0 | -0.73 | -4.26 | 7.14 |
MDI | ||||||||||
x=1 | 0.160 | -16.1 | 212.4 | -447.3 | 30.5 | 14.7 | -264.0 | 0.62 | 0.53 | -4.83 |
x=0 | 0.160 | -16.1 | 212.4 | -447.3 | 30.5 | 60.2 | -81.7 | 0.62 | 0.53 | -4.83 |
x=-1 | 0.160 | -16.1 | 212.4 | -447.3 | 30.5 | 105.8 | 100.6 | 0.62 | 0.53 | -4.83 |
Skyrme | ||||||||||
GSKI | 0.159 | -16.0 | 230.3 | -405.7 | 32.0 | 63.5 | -95.3 | 0.38 | 0.56 | -1.61 |
GSKII | 0.159 | -16.1 | 234.1 | -400.2 | 30.5 | 48.6 | -158.3 | 0.92 | 3.26 | 3.80 |
KDE0v1 | 0.165 | -16.2 | 228.4 | -386.3 | 34.6 | 54.7 | -127.4 | 0.46 | 0.92 | -0.94 |
LNS | 0.175 | -15.3 | 211.5 | -384.0 | 33.5 | 61.5 | -127.7 | 0.82 | 2.67 | 2.44 |
MSL0 | 0.160 | -16.0 | 230.0 | -380.3 | 30.0 | 60.0 | -99.3 | 0.81 | 2.70 | 2.66 |
NRAPR | 0.161 | -15.9 | 226.6 | -364.1 | 32.8 | 59.7 | -123.7 | 0.96 | 3.41 | 4.09 |
Ska25s20 | 0.161 | -16.1 | 221.5 | -415.0 | 34.2 | 65.1 | -118.2 | 0.46 | 0.93 | 0.88 |
Ska35s20 | 0.158 | -16.1 | 240.3 | -378.6 | 33.5 | 64.4 | -120.9 | 0.45 | 0.90 | -0.90 |
SKRA | 0.159 | -15.8 | 216.1 | -377.2 | 31.3 | 53.0 | -138.8 | 0.95 | 3.39 | 4.07 |
SkT1 | 0.161 | -16.0 | 236.1 | -383.5 | 32.0 | 56.2 | -134.8 | 0.46 | 0.91 | -0.91 |
SkT2 | 0.161 | -15.9 | 235.7 | -382.6 | 32.0 | 56.2 | -134.7 | 0.46 | 0.91 | -0.91 |
SkT3 | 0.161 | -15.9 | 235.7 | -382.7 | 31.5 | 55.3 | -132.1 | 0.46 | 0.91 | -0.91 |
Skxs20 | 0.162 | -15.8 | 202.4 | -426.5 | 35.5 | 67.1 | -122.5 | 0.53 | 1.27 | -0.22 |
SQMC650 | 0.172 | -15.6 | 218.2 | -376.9 | 33.7 | 52.9 | -173.2 | 1.05 | 3.82 | 4.77 |
SQMC700 | 0.171 | -15.5 | 220.7 | -369.9 | 33.5 | 59.1 | -140.8 | 0.97 | 3.44 | 4.03 |
SV-sym32 | 0.159 | -15.9 | 232.8 | -378.3 | 31.9 | 57.0 | -148.2 | 0.89 | 3.11 | 3.50 |
Gogny | ||||||||||
D1 | 0.166 | -16.4 | 227.2 | -446.9 | 30.7 | 18.6 | -273.6 | 0.76 | 1.75 | -1.78 |
D1S | 0.163 | -16.0 | 201.8 | -508.4 | 31.1 | 22.5 | -241.0 | 0.44 | -0.51 | -7.56 |
D1N | 0.161 | -16.0 | 224.5 | -430.9 | 29.6 | 33.6 | -168.2 | 0.21 | -1.95 | -11.80 |
D1M | 0.165 | -16.0 | 226.2 | -466.9 | 28.6 | 24.8 | -133.3 | 0.69 | -1.05 | -20.81 |
Average | 0.162 | -15.94 | 222.8 | -411.3 | 32.0 | 57.0 | -123.6 | 0.64 | 1.42 | -1.25 |
Constraint | -16 | 240 | 31.7 | 58.7 | 0.62 | |||||
Ref. | [18] | [21] | [25, 26] | [25, 26] | [77] |
-202111/1001-8042-32-11-001/alternativeImage/1001-8042-32-11-001-F002.jpg)
-202111/1001-8042-32-11-001/alternativeImage/1001-8042-32-11-001-F003.jpg)
In Fig. 4, we show the magnitudes of the separated terms E0(ρ), Esym,2(ρ)δ2, Esym,4(ρ)δ4 as well as the total one E(ρ,δ) at two different densities (ρ0 and 2ρ0) and three different isospin asymmetries (δ2=0.1, 0.2 and 0.5) by taking the NRAPR Skyrme interaction as an example. At the saturation density ρ0 (see graphs (a)–(c)), the contribution of E0(ρ) to E(ρ,δ) is dominant. The contribution of Esym,2(ρ)δ2 increases with an increase in isospin asymmetry δ. It is also shown that the contribution from Esym,4(ρ)δ4 is small and comes into play at large isospin asymmetry with δ2=0.5. At 2ρ0 (see graphs (d)–(f)), the E0(ρ) contribution is suppressed compared with that at ρ0, while Esym,2(ρ)δ2 plays a more important role in the EoS, especially at δ2=0.5. It should also be noted that Esym,4(ρ) contributes only at a very high density and large isospin asymmetry. The magnitude of Esym,4(ρ) can significantly affect the calculation of the proton fraction in neutron stars at β-equilibrium[14, 41].
-202111/1001-8042-32-11-001/alternativeImage/1001-8042-32-11-001-F004.jpg)
We further expand E0(ρ), Esym,2(ρ), and Esym,4(ρ) as a series of χ with their corresponding slopes and incompressibility coefficients. In Fig. 5, we depict the contributions from each term at different densities 0.5ρ_0, 2ρ0 and 3ρ0. As can be observed in Fig. 5, the first-order terms
-202111/1001-8042-32-11-001/alternativeImage/1001-8042-32-11-001-F005.jpg)
More interestingly, the basic quantities at the saturation density are decomposed into the kinetic energy t(k) and the symmetric and asymmetric parts of the single-nucleon potential U0(ρ,k) and Usym,i(ρ,k). As shown in Fig. 6, the contributions from different terms t(k), U0(ρ,k) and Usym,i(ρ,k) (i=1,2,3,4) are denoted by superscripts of T, U0, U1, U2, U3 and U4, respectively. It is clear that E0(ρ0), K0(ρ0), and J0(ρ0) are completely determined by t(k) and U0(ρ,k). For other quantities, the contributions from the asymmetric parts Usym,1(ρ,k), Usym,2(ρ,k), Usym,3(ρ,k), and Usym,4(ρ,k) cannot be neglected. It is clearly shown that the first-order term Usym,1(ρ,k) contributes to all six basic quantities. The second-order term Usym,2(ρ,k) does not contribute to Esym,2(ρ0, but to its corresponding slope L2(ρ0) and the incompressibility coefficient K2(ρ0). In principle, the Usym,2(ρ,k) term should also contribute to the fourth-order terms Esym,4(ρ0), L4(ρ0), and K4(ρ0), but for the Skyrme interaction, Usym,2(ρ,k) is not momentum-dependent and does not contribute. In addition, there are very few studies on the contributions of high-order terms Usym,3(ρ,k) and Usym,4(ρ,k) to the basic quantities. In Fig. 7, we show the density-dependence of U0(ρ,kF), Usym,1(ρ,kF), Usym,2(ρ,kF), Usym,3(ρ,kF) and Usym,4(ρ,kF) at the Fermi momentum kF=(3π2ρ/2)1/3 by using the NRAPR Skyrme interaction. It can be clearly seen in Fig. 7 that the magnitudes of U0(ρ,kF) and Usym,1(ρ,kF) are generally very large, while the ones of Usym,2(ρ,kF), Usym,3(ρ,kF) and Usym,4(ρ,kF) are very small but increase with the increasing density. Our results indicate that the Usym,3(ρ,k) and Usym,4(ρ,k) contributions should be taken into account for the fourth-order terms to understand the properties of asymmetric nuclear matter, especially for the cases with very large isospin asymmetries and high densities.
-202111/1001-8042-32-11-001/alternativeImage/1001-8042-32-11-001-F006.jpg)
-202111/1001-8042-32-11-001/alternativeImage/1001-8042-32-11-001-F007.jpg)
By analyzing the isospin dependence of the saturation properties of asymmetric nuclear matter, a number of important quantities are calculated using 25 interaction parameter sets, and their numerical results as well as their averaged values are also listed in Table 2. For comparison, the constraints of Kasy,2 and Ksat,2 from other studies are listed in the last row of Table 2. It is shown that the second-order coefficient ρsat,2, one of the most important isospin-dependent parts of ρsat(δ), has a negative value in all cases, and the fourth-order coefficient ρsat,4 also has a negative value for the Skyrme and Gogny interactions. This means that in most cases, the saturation density of asymmetric nuclear matter is lower than that of symmetric nuclear matter, especially at larger isospin asymmetry δ (see graph (a) of Fig. 8). For the BGBD interaction (Case-2), the calculated value of ρsat,4 is positive and relatively large. According to the relationship in Eq. (11), this would lead to a higher saturation density of asymmetric nuclear matter than that of symmetric nuclear matter with isospin asymmetry δ close to unity. For asymmetric nuclear matter at ρsat(δ), the corresponding Esat,4 values are rather diverse and are considered to be important for the proton fraction in neutron stars.
Force | ρ0 | ρsat,2 | ρsat,4 | Esat,4 | Kasy,2 | Ksat,2 | J0(ρ0)/K0(ρ0) |
---|---|---|---|---|---|---|---|
BGBD | |||||||
Case-1 | 0.160 | -0.195 | 0.038 | -16.17 | -560.1 | -377.9 | -2.07 |
Case-2 | 0.160 | -0.271 | 0.295 | -35.11 | -630.0 | -377.5 | -2.07 |
MDI | |||||||
x=1 | 0.160 | -0.033 | -0.040 | 0.11 | -352.2 | -321.2 | -2.11 |
x=0 | 0.160 | -0.136 | -0.013 | -7.91 | -442.9 | -316.1 | -2.11 |
x=-1 | 0.160 | -0.239 | 0.237 | -25.73 | -534.2 | -311.4 | -2.11 |
Skyrme | |||||||
GSKI | 0.159 | -0.131 | -0.024 | -8.36 | -476.03 | -364.23 | -1.76 |
GSKII | 0.159 | -0.099 | -0.056 | -4.12 | -450.04 | -366.94 | -1.71 |
KDE0v1 | 0.165 | -0.119 | -0.044 | -6.09 | -455.71 | -363.13 | -1.69 |
LNS | 0.175 | -0.153 | -0.059 | -8.12 | -496.75 | -385.10 | -1.82 |
MSL0 | 0.160 | -0.125 | -0.033 | -7.01 | -459.33 | -360.11 | -1.65 |
NRAPR | 0.161 | -0.127 | -0.050 | -6.90 | -481.82 | -385.91 | -1.61 |
Ska25s20 | 0.161 | -0.142 | -0.039 | -9.11 | -508.89 | -386.89 | -1.87 |
Ska35s20 | 0.158 | -0.127 | -0.039 | -8.19 | -507.47 | -405.95 | -1.58 |
SKRA | 0.159 | -0.117 | -0.058 | -5.55 | -456.89 | -364.36 | -1.75 |
SkT1 | 0.161 | -0.115 | -0.045 | -6.23 | -471.90 | -380.66 | -1.62 |
SkT2 | 0.161 | -0.115 | -0.045 | -6.23 | -471.62 | -380.45 | -1.62 |
SkT3 | 0.161 | -0.113 | -0.044 | -6.03 | -463.93 | -374.14 | -1.62 |
Skxs20 | 0.162 | -0.161 | -0.044 | -10.60 | -525.16 | -383.74 | -2.11 |
SQMC650 | 0.172 | -0.125 | -0.082 | -5.37 | -490.78 | -399.34 | -1.73 |
SQMC700 | 0.171 | -0.137 | -0.065 | -6.93 | -495.14 | -396.16 | -1.68 |
SV-sym32 | 0.159 | -0.117 | -0.057 | -6.10 | -490.44 | -397.74 | -1.62 |
Gogny | |||||||
D1 | 0.166 | -0.041 | -0.050 | 0.001 | -385.2 | -348.6 | -1.97 |
D1S | 0.163 | -0.055 | -0.056 | -0.81 | -376.0 | -319.3 | -2.52 |
D1N | 0.161 | -0.072 | -0.039 | -2.30 | -369.8 | -305.3 | -1.92 |
D1M | 0.165 | -0.054 | -0.023 | -0.67 | -282.1 | -230.9 | -2.06 |
Average | 0.162 | -0.125 | -0.017 | -7.98 | -465.4 | -360.1 | -1.86 |
Constraint | -500 | -370 / -550 | |||||
Ref. | [31] | [77] /[27, 28] |
-202111/1001-8042-32-11-001/alternativeImage/1001-8042-32-11-001-F008.jpg)
As shown in graph (b) of Fig. 8, the results of K2(ρ0), Kasy,2, and Ksat,2 are given and their values are constrained to be K2=-123.6±83.8 MeV, Kasy,2=-465.4±70.0 MeV, and Ksat,2=-360.1±39.0 MeV, respectively. The averaged Kasy,2 value is close to the previous theoretical constraint of -500±50 MeV given in Ref.[31] if the error bar is considered. In Table 2, there are two previous constraints for Ksat,2. One is Ksat,2=-370±120 MeV from a modified Skyrme-like (MSL) model[77], and the other is -550±100 MeV by analyzing the measured data of the isotopic dependence of the giant monopole resonance (GMR) in the even-A Sn isotopes[27, 28]. Compared with these previous studies, it is clear that the Kasy,2 and Ksat,2 values remain uncertain and require more data to further constrain their values. In addition, as mentioned before, the term
With the averaged results L2(ρ0)=57.0 MeV and K2(ρ0)=-123.6 MeV, the calculated value Ksat,2=-359.6 MeV is in good agreement with the average value of -360.1±39.0 MeV from the 25 interaction sets. This simple empirical relation could be useful for estimating the value of Ksat,2 for asymmetric nuclear matter.
SUMMARY
Based on the Hugenholtz-Van Hove theorem, the general expressions for the six basic quantities of EoS are expanded in terms of the kinetic energy t(k), the symmetric and asymmetric parts of the global optical potential U0(ρ,k) and Usym,i(ρ,k). The analytical expressions of the coefficients K2(ρ) and K4(ρ) are given for the first time. By using 25 types of interaction sets, the values of these quantities were systematically calculated at the saturation density ρ0. It is emphasized that there are very few studies on quantities L4(ρ0), K2(ρ0), and K4(ρ0) and their average values from a total of 25 interaction sets are L4(ρ0)=1.42±2.14 MeV, K2(ρ0)=-123.6±83.8 MeV, and K4(ρ0)=-1.25±5.89 MeV, respectively. The averaged values of the other quantities were consistent with those of previous studies. Furthermore, the different contributions of the kinetic term, the isoscalar and isovector potentials to these basic quantities were systematically analyzed at saturation density. It is clearly shown that t(kF) and U0(ρ,kF) play vital roles in determining the EoS of both symmetric and asymmetric nuclear matter. For asymmetric nuclear matter, Usym,1(ρ,k) contributes to all the quantities, whereas Usym,2(ρ,k) does not contribute to Esym,2(ρ0), but contributes to the second-order terms L2(ρ0) and K2(ρ0) as well as the fourth-order terms Esym,4(ρ0), L4(ρ0), and K4(ρ0). In addition, the contribution from Usym,3(ρ,k) cannot be neglected for Esym,4(ρ0), L4(ρ0), and K4(ρ0). Usym,4(ρ,k) should also be included in the calculations for L4(ρ0) and K4(ρ0). In addition, the quadratic incompressibility coefficient at ρsat(δ) is found to have a simple empirical relation Ksat,2=K2(ρ0)-4.14 L2(ρ0) based on the present analysis.
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