Introduction
Gallium nitride (GaN) with a hexagonal structure exhibits strong covalent bonds between gallium (Ga) and nitrogen (N) atoms. The binding energy of the Ga-N bond in GaN is approximately 8.92 eV per atom [1]. This property contributes to its high melting point, high acid and alkali resistance, high thermal conductivity, excellent anti-radiation properties, and excellent mechanical stability. Compared with other semiconductor materials (Si, Ge, InP, GaAs, and ZnO) [2-5], GaN possesses excellent electrical and optical properties, such as a wide band gap, high breakdown field (voltage), high electron mobility, and high saturated electron drift velocity. Consequently, GaN has received increasing attention owing to its superior characteristics. Currently, GaN is regarded as a typical third-generation semiconductor material, similar to Si and GaAs. It is widely used in optoelectronics, power electronics, and other fields. It has promising potential for use in ultraviolet detectors, short-wavelength light-emitting diodes (LEDs), laser diodes (LDs), high-electron-mobility transistors (HEMTs), heterojunction bipolar transistors (HBTs), and high-frequency, high-power, high-temperature electronic devices [6-9]. Notably, the significant radiation endurance of GaN makes it particularly suitable for harsh environments with high irradiation fluences because its amorphization threshold is much higher. Therefore, GaN-based devices are typically utilized as detectors or lighting in harsh environments, such as aviation, aerospace, nuclear industries, and nuclear power plants [10]. During service, these devices inevitably suffer from radiation damage caused by cosmic rays and various energetic particles (protons, electrons, neutrons, swift heavy ions, and highly charged ions). In the irradiation-induced damage of GaN materials by keV-energy ions, the ion energy is believed to be transferred mainly through ion-atom nuclear collisions, which is quantified by the nuclear energy loss. Meanwhile, in the irradiation-induced damage of GaN materials by MeV energy ions, the ions deposit most of their energy via electronic excitation and ionization of atoms along their trajectories, which is quantified by the electron energy loss [11-18].
Regardless of the cascade collision or excitation/ionization processes, once the deposited energy of the ions exceeds the displacement threshold energy of the atoms in GaN materials, point defects such as vacancies and interstitials are generated. Thus, the long-range order of the GaN lattices is destroyed, which is accompanied by lattice strain. Corresponding changes in the optical characteristics of GaN occur because of the interaction between the defects/disordered lattices and carriers. Its optical properties are very sensitive to the nature and level of point and/or extended defects. With the accumulation of point defects, the increasing disorder of the lattice atoms intensifies the distortion of lattice planes in conjunction with the occurrence of defect evolution related to the strain. The irradiation-induced damage accumulation, lattice strain, defect evolution, and change in the optical characteristics of GaN materials and devices have been extensively investigated [18-33]. For keVenergy ions, nuclear energy loss plays an important role in irradiation-induced damage in GaN materials. For MeV-energy ions, the energy deposition processes in GaN materials depend not only on the kinetic energy of the incident ions but also on their volumes [34]. Sometimes, the irradiation damage of MeV-energy ions in GaN is mainly ascribed to nuclear energy loss, not electron energy loss. Therefore, the effects of different energy losses in GaN in the case of irradiation with MeV-energy ions is an important issue that needs to be clarified. Moreover, inert gas ions do not bond with Ga and N atoms but produce defects.
In the present work, to study the predominant effect of electron energy loss and nuclear energy loss of MeV-energy ions in the microstructures, lattice strains, and optical properties of GaN materials, we performed irradiation experiments of GaN films with 2.3 MeV 20Ne8+ and 5.3 MeV 84Kr19+ ions at different fluences. The specimens were analyzed using high-resolution X-ray diffraction and ultraviolet visible spectroscopy.
Experiment
The specimens used in this study were n-type wurtzite GaN layers grown on c-plane sapphire via metal–organic chemical vapor deposition (MOCVD) with a doping concentration of 1.0×1017 Si/cm3. Their thickness was approximately 3.0 μm. The irradiation experiment was performed at a terminal of the 320 KV high-voltage atomic physics experimental platform with an ECR ion source at the Institute of Modern Physics (IMP), China. The specimens were irradiated with 2.3-MeV 20Ne8+ ions to successively increasing fluences of 1.0×1011, 1.0×1012, 1.0×1013, 1.0×1014, and 1.0×1015 Ne8+ ions/cm2, and were irradiated with 5.3-MeV 84Kr19+ ions to fluences of 1.0×1011, 1.0×1012, and 1.0×1013 Kr ions/cm2, in a vacuum of approximately 5×10-5 Pa at ambient temperature. To avoid the obvious heating effect caused by the ion beams, the ion flux was controlled to below 1×1011 ions/cm2/s/s. The projected ion ranges and electronic and nuclear stopping powers in the GaN material under these conditions of irradiation with the two types of ions were estimated using the SRIM 2013 code [34]. The calculated ion ranges and energy losses are shown in Figs. 1a and b. From Fig. 1, the incident ion range is approximately 1.78 and 1.68 μm for 5.3-MeV Kr19+ and 2.3-MeV Ne8+ ions, respectively. They rest in the GaN epilayers for the two types of ions. For the 5.3-MeV Kr19+ ions in GaN, the electron and nuclear energy losses are of the same order of magnitudes. Their maximum values are 2.75 and 2.49 keV/nm, respectively. For the 2.3-MeV Ne8+ ions in GaN, the electron energy loss was approximately five times larger than the nuclear energy loss. Their maximum value is 2.15 and 0.38 keV/nm, respectively. Meanwhile, the damage distribution and atom concentration in all the GaN specimens were calculated from SRIM “quick calculations.” The energies for displacement were set to 20.8 eV and 10.5 eV for the Ga and N atoms, respectively [35]. Under 5.3-MeV Kr19+ irradiation at a fluence of 1.0×1011 Kr19+ ions/cm2, the calculated peak of atomic displacement levels in displacement per atom (dpa) and the atom concentration were 2.5×10-4 dpa and 1.6×10-2 appm, respectively. As the ion fluence increased to 1.0×1012 Kr19+ ions/cm2, the peak values of the displacement damage and atom concentration increased to 2.5×10-3 dpa and 1.6×10-1 appm, respectively. At the highest fluence (1.0×1013 Kr19+ ions/cm2) irradiation, the corresponding calculated peak values of displacement damage and atom concentration were 2.5×10-2 dpa and 1.6 appm, respectively. For 2.3-MeV Ne8+ ion irradiation at fluences of 1.0×1011, 1.0×1012, 1.0×1013, 1.0×1014, and 1.0×1015 Ne8+ ions/cm2, the calculated peak values of the displacement damage were approximately 5.3×10-5, 5.3×10-4, 5.3×10-3, 5.3×10-2, and 5.3×10-1 dpa, respectively, and the atom concentrations were approximately 2.57×10-2, 2.57×10-1, 2.57, 2.57×101, and 2.57×102 appm, respectively.
_2026_02/1001-8042-2026-02-33/alternativeImage/1001-8042-2026-02-33-F001.jpg)
After irradiation, all GaN specimens, including the un-irradiated and irradiated samples, were measured using high-resolution X-ray diffraction (HRXRD) and ultraviolet-visible transmittance spectroscopy (UV-Vis). The HRXRD measurements were performed using a D8 Discover X-ray diffractometer. It was equipped with a four-crystal monochromator in a Ge (220) configuration and one or two 200 μm slits before the detector. Monochromatic Cu Kα1 X-rays (λ=0.15406 nm) were used as the incident light. ω/2θ scanning was performed on the (0002) lattice planes of all GaN specimens. ω/2θ scanning was performed with a step length of 0.001° using a Ge (220) three-axis analyzing crystal set.
The UV-visible transmittance spectra were measured using a Lambda 900 UV/VIS/NIR spectrometer by Perkin Elmer Inc. Wolfram and deuterium lamps were used as incident lights. The spectral resolution is 1 nm. Transmittance spectra were recorded from 200 to 2500 nm wavelength regions.
Results and discussion
HRXRD analysis
Figure 2 shows ω/2θ scanning curves and strain distribution analysis of the GaN(0002) lattice plane irradiated with 5.3-MeV Kr19+ and 2.3-MeV Ne8+ at different fluences. The measured lattice constant c of the original specimen was 0.5188 nm, which is slightly larger than the standard value of 0.5185 nm. This difference is attributed to the biaxial stress between the epitaxial GaN films and sapphire substrates [36, 37].
_2026_02/1001-8042-2026-02-33/alternativeImage/1001-8042-2026-02-33-F002.jpg)
The ω/2θ scanning results for GaN irradiated with the two types of ions exhibited the same trend. The diffraction peak shifted regularly to smaller angles as the ion fluence increased, and increasing broadening of the diffraction peak was observed with increasing ion fluence. Moreover, a split in the main peak occurred and several satellite peaks beside the main peak appeared at relatively higher fluences (Figs. 2a and b). The appearance of these small peaks at lower angles was due to the expansion of the original lattices and the generation of new crystal planes, and the extinction of some small peaks was due to the distortion of new crystal planes or the occurrence of partial amorphization for higher-fluence irradiation. Similar phenomena were observed in Ar-ion-irradiated GaN specimens [37]. These were also ascribed to defect creations in the crystal structure, which led to lattice expansion and variation in the interplanar distance. The lattice expansion can be calculated using Bragg’s law, 2dsinθ=jλ (λ=0.15406 nm and θ is the diffraction angle of the HRXRD curves). Furthermore, these were also attributed to the build-up of lattice compression and lattice strain in GaN films by the energy deposition of incident ions [37-39]. In addition, the broadening of the diffraction peaks indicated that the introduced stress was not uniformly distributed and that a depth distribution with a continuously varying damage level was formed.
To determine the weight of the two types of energy deposition via electronic excitation/ionization or nuclear collision processes in the production of damage in GaN, the ω/2θ scanning curves between the two different types of ions were compared. In the SRIM 2013 estimates (Fig. 1), we can observe that along the entire range of incident ions, at the same ion fluence, the electronic energy deposition of a Kr ion is approximately 1.5 times that of a Ne ion, whereas the nuclear energy deposition of a Kr ion is approximately 5 times that of a Ne ion. The diffraction peak corresponding to the smallest diffraction angle shown in Fig. 2 is from the region of the damage peak induced by the displacement damage owing to nuclear energy deposition.
In addition to the lattice expansion and interplanar spacing changes, lattice strain can be deduced from the HRXRD curves. Based on Hooke’s law, the value of Δd/d characterizes lattice strain. This is obtained from the differential form of Bragg’s equation [40, 41]._2026_02/1001-8042-2026-02-33/alternativeImage/1001-8042-2026-02-33-M001.png)
To investigate the dependence of lattice strains on ion fluences in the GaN specimens, we also determined the relationship between the lattice strain (Δd/d) and dpa levels in Fig. 3 after the GaN specimens were irradiated with Kr19+ and Ne8+ ions with different fluences. Moreover, data for GaN irradiated with 100 keV Si ions at different fluences from the work of Qadri et al. [42] are also included in Fig. 3. The dpa level is a measure of atomic displacement due to nuclear collision processes. For the diffraction patterns with more than one peak in the HRXRD curves, the peak with the smallest diffraction angle was selected to calculate Δd. The curve for 2.3 MeV Ne8+ ion-irradiated GaN was coincident with that of 5.3 MeV Kr19+ ion-irradiated GaN and was in good agreement with that of 100 keV Si+ ion-irradiated GaN (Fig. 3). In other words, the strains in GaN induced by the three ions (Kr19+, Ne8+, and Si+) displayed the same trend (Fig. 3). The lattice strain (Δd/d) in the GaN specimens increases with the dpa levels generally (Fig. 3). This further verifies that nuclear energy loss is the main reason for damage production in the peak dpa region in GaN in the present cases of ion irradiation. The electronic energy loss (below 3 keV/nm/ion can be ignored in this experiment).
_2026_02/1001-8042-2026-02-33/alternativeImage/1001-8042-2026-02-33-F003.jpg)
Meanwhile, it is noticeable that the strain value (Δd/d) increases in an approximately linear proportion with the value of dpa when the dpa value is less than ~0.055, whereas it increases more slowly as the value of dpa increases above ~0.055, as shown in Fig. 3. This turning point at approximately 0.055 dpa is regarded as a transfer between the two stages of defect accumulation in GaN. When the damage accumulation via nuclear energy loss is lower than a certain level, defects in GaN are almost point-type, and there is no overlap of the individual damage zones produced by each incident ion. In the case of a low damage level, the dpa value, concentration of point defects, and stress and strain built up in GaN are linearly correlated with each other. Here, ~0.055 dpa is assumed to be the threshold value above which point defects become saturated and begin to combine with each other to form more complex types. The evolution of defects was responsible for the behavior of the strain (Δd/d) at dpa levels above 0.055. Moreover, the fitting curve of strain versus fluence (dpa) was obtained by fitting the strain data of the three ions (Kr19+, Ne8+, and Si+) in GaN materials at different fluences in Fig. 3. The fitting curve equation was also used to characterize the dependence of strains in GaN films on the dpa level. The fitting equation is as follows:_2026_02/1001-8042-2026-02-33/alternativeImage/1001-8042-2026-02-33-M002.png)
To confirm the strain changes induced by defect evolution further, we estimated the dislocation density (δ) parameter from the HRXRD curves using an equation that describes the relationship between the shape and broadening of the diffraction peaks and the density of dislocations within a crystal lattice [43]. This analysis provides insight into the strain changes induced by defect evolution within the crystal structure. The equation form is as follows [43]:_2026_02/1001-8042-2026-02-33/alternativeImage/1001-8042-2026-02-33-M003.png)
Additionally, to provide further insight into the structural changes induced by MeV energy ion irradiation and to understand the overall strain behavior of the GaN films under different conditions, the distortion parameters (g) of all the specimens, including the unirradiated and irradiated GaN films, were calculated from the HRXRD curves based on the following specific formula [45]:_2026_02/1001-8042-2026-02-33/alternativeImage/1001-8042-2026-02-33-M004.png)
UV-Vis Spectrum
Bandgap energy is a vital optical parameter for semiconductor materials (GaN). To investigate the effects of lattice strains caused by irradiation on the bandgap energy, we carried out UV-Vis transmittance spectrum analysis on the irradiated GaN films. Figures 4a and b show the UV-Vis transmittance spectrum curves of GaN films irradiated with 5.3-MeV Kr19+ and 2.3-MeV Ne8+ ions, respectively, at different fluences. From Fig. 4, we can observe that with an increase in ion fluence, the transmissivity of GaN films decreases for the two types of ion irradiation. This is due to the enhancement in the absorption and scattering of defects induced by irradiation. Simultaneously, a wide interference band appears owing to the interface between the GaN film and its substrate (Al2O3). Moreover, the shape of the optical absorption edge in the GaN films gradually becomes oblique with respect to the ion fluence. This change is ascribed to the introduction of absorption structures within the bandgap. In particular, this alteration in the band-edge absorption of irradiated GaN films is attributed to the introduction of additional electronic energy states [46]. These states are likely a consequence of the structural changes induced by irradiation, such as the creation of various defects in the material. Overall, these observations highlight the complex interplay between lattice stresses, irradiations, and the optical and electronic properties of GaN films. The mechanisms involved have significant implications for the performance and reliability of GaN-based devices and materials. Tauc’s formula [47] was used to estimate the optical bandgap energy (Eg) as follows:_2026_02/1001-8042-2026-02-33/alternativeImage/1001-8042-2026-02-33-M005.png)
_2026_02/1001-8042-2026-02-33/alternativeImage/1001-8042-2026-02-33-F004.jpg)
Using this formula [47], the optical bandgap energy (Eg) of GaN films can be deduced from the
However, the exponential shape of the optical absorption edge in the UV-Vis spectrum reflects the structural disorder in dielectrics and semiconductors [49-51]. Some research groups have investigated disordered and amorphous materials using the Urbach energy obtained from the absorption edge of the UV-Vis spectrum curves [52-55]. The Urbach energy has been successfully applied to characterize the total structural disorder in ion- and neutron-irradiated crystals and glasses, as well as in thin films and nanoparticles [53-55]. This enabled us to clarify the atomic disorder levels using qualitative and quantitative methods based on the shapes of the formed spectral curves. Similarly, lattice disorders in crystalline semiconductors (GaN) induced by ion irradiation can be characterized by the Urbach energy. The irradiation-dependent Urbach energy was deduced from the absorption spectra.
The absorption coefficient (α) can be achieved from the UV-Vis spectrum and α is characterized using the following equation [48]:_2026_02/1001-8042-2026-02-33/alternativeImage/1001-8042-2026-02-33-M006.png)
Based on the UV-Vis curves shown in Fig. 4, we found that the energy-band boundary of the unirradiated GaN specimen was approximately 3.28 eV. For Kr19+ ion-irradiated GaN specimens, the values of the energy band boundary were approximately 3.12, 2.97, and 2.78 eV, corresponding to 1.0×1011, 1.0×1012, and 1.0×1013 Kr19+/cm2, respectively (Fig. 4a). Meanwhile, for Ne8+ ion-irradiated GaN specimens with fluences of 1.0×1011, 1.0×1012, 1.0×1013, 1.0×1014, and 1.0×1015 Ne ions/cm2, the corresponding values of the energy band boundary were approximately 3.28, 3.26, 3.23, 2.59, and 2.42 eV, respectively (Fig. 4b). Near the energy-band boundary, Eu can be computed using ln α~hv plots. The Eu values of all GaN films, including those unirradiated and those irradiated with two types of ions at different fluences, were computed. The Urbach energy of the non-irradiated GaN film was approximately (0.1735±0.0086) eV. After Kr19+ ion irradiation at fluences of 1.0×1011, 1.0×1012, and 1.0×1013 Kr ions/cm2, the corresponding values of Urbach energy were (0.3056±0.0152), (0.3075±0.0153), and (0.3307±0.0165) under approximate lattice strains of 0.005%, 0.06%, and 0.32%, respectively. Meanwhile, for Ne8+ ion irradiation, the values of Urbach energy were (0.2887±0.0144), (0.2953±0.0147), (0.3122±0.0156), (0.3401±0.0170), and (0.3526±0.0176) eV, corresponding to fluences of 1.0×1011, 1.0×1012, 1.0×1013, 1.0×1014, and 1.0×1015 Ne8+/cm2 irradiation, with approximate lattice strains of 0, 0.008%, 0.06%, 0.44%, and 0.68%, respectively. Obviously, the Urbach energy increased with respect to lattice strains and ion fluences after the GaN films were irradiated by the two types of ions with different fluences. This occurs because disorder is created and localized states are formed owing to irradiation [56, 57]. However, we found that as the Kr19+ ion fluence increased to 1.0×1012 Kr ions/cm2, the Urbach energy slowly increased from (0.1735±0.0086) to (0.3075±0.0153) eV, with a rapid increase in strains from 0.005% to 0.06%. When the irradiation fluence further increased to 1.0×1013 Kr ions/cm2, the values of Urbach energy significantly increased to (0.3307±0.0165) eV under a slow increase to 0.32% from 0.06% in lattice strain value. Ne8+ ion-irradiated GaN specimens showed similar change to that obtained with Kr19+ ions. As the fluence was lower than 1.0×1013 Ne8+/cm2, the Urbach energy also slowly increased from (0.1735±0.0086) to (0.3122±0.0156) eV after the lattice strain rapidly increased up to 0.06%. Above this fluence, its value sharply increases to (0.3401±0.0170) eV. In this case, the strain value increased slowly to 0.44%. As its fluence further increased to 1.0×1015 Ne8+/cm2, the Urbach energy value mildly increased to (0.3526±0.0176) eV under a strain value of 0.68%. These results were consistent with those reported by other research groups [58, 59]. It should be noted that when the irradiation fluence exceeded a certain value, the significant increase in Urbach energy was ascribed to the production of dislocations, lattice distortions, and stacking faults owing to the release of strains. This result is in good agreement with the average distortion parameters and dislocation densities deduced from the HRXRD curves. According to Fig. 3 and the computed data (average distortion, dislocation density, bandgap energy, and Urbach energy), we can conclude that severe lattice damage occurs and the defect concentration remarkably increases during the process of strain release. This leads to a significant decrease in the optical bandgap energy and an evident increase in Urbach energy.
Conclusion
The strain-related defect evolution and band-edge characteristics of GaN films irradiated with 2.3-MeV Ne8+ and 5.3-MeV Kr19+ ions at different fluences were investigated using HRXRD and UV-Vis spectroscopy. The results revealed that damage accumulations and lattice strains are mainly caused by nuclear energy loss, whereas energy loss via electronic processes contribute less to GaN crystal damage. Moreover, the lattice strain is composed of two main parts: defect-induced and incident-ion-induced strains. The strain caused by defects is the principal component. Because the ion fluence is less than ~0.055 dpa, the defects in GaN are mainly simple point defects, whose concentration is approximately linearly proportional to the total nuclear energy loss. This results in a rapid enhancement of lattice strains with ion fluences. Simultaneously, in this case, the dislocation density, distortion parameter, and Urbach energy generally displayed a slow increase with increasing ion fluences for both ion irradiations. When the irradiation fluence exceeded ~0.055 dpa, a slow increase in the lattice strains was observed, accompanied by a rapid increase in the dislocation density, distortion parameter, and Urbach energy with respect to the ion fluences. This occurs because the concentration of point defects becomes saturated and more complicated defects (dislocations and stacking faults) begin to form in the irradiated GaN films owing to strain release. It is suggested that ~0.055 dpa is a threshold value of defect evolution from point defects to complicated defects; meanwhile, it also is a threshold value of stress release in GaN materials. Our results may serve as a reference for GaN-based devices to be utilized fully in radiative environments.
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